Are these challenges slowing down your broker-dealer teams?
-
Advisor productivity
-
Regulatory oversight & compliance
-
Standardizing client experiences
-
Onboarding & training at scale
-
Managing multiple advisors & branches
-
Monitoring client communications
-
Reducing operational costs
Stay Ahead, Stay Compliant
Our AI Copilot helps broker-dealers streamline operations, reduce risk, and focus on growth—so you can stay competitive in an evolving regulatory landscape.
​
Manage compliance, automate administrative tasks, and gain real-time insights with AI-driven intelligence.
B/D Home Office Copilot
Keep your home office efficient, compliant, and future-ready—from training and onboarding to oversight and automation. Deliver consistent client experiences across every branch while streamlining compliance and advisor support.
Find Case Related Policies and Procedures
Pro-actively resolve case related queries with the help of a co-pilot that is trained on your company's policies and generic industry information.
Recommend Next Best Actions
While working on a case, get related Next Best Actions, suggested by our AI library that is trained one several actions from the industry.
Initiate Home Office Actions
Check the status of operations and receive customized alerts from downstream financial institutions at one place, prioritized and personalized according to your preferences.
Automate Custodian Actions
Initiate a variety of Custodian workflows directly from Case management portals without having to key in data in multiple forms.
Call Center Support Copilot
Call center and back-office teams can process cases faster by automating routine tasks, providing real-time contextual knowledge, and capturing SME insights for continuous improvement.
Answer calls faster and better
When your support agent answers calls, having Copilot on top of their active screen will enable them to get their queries answered faster. Our Copilot can be trained with your existing call records, Knowledge portals and also by Subject Matter Expert (SMEs)
Enhance Agent Knowledge
Easily connect your enterprise knowledge system to Copilot and ingest the knowledge residing in documents to a Knowledge graph that can drive on the job learning for agents with a variety of skill development tools like quiz, games, scenarios etc.
Recommend Next Best Actions
Check the status of operations and receive customized alerts from downstream financial institutions at one place, prioritized and personalized according to your preferences.
Initiate Actions
Trigger custodian actions, Check the status of operations and receive customized alerts from downstream financial institutions at one place, prioritized and personalized according to your preferences.